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Director's Declaration

In the opinion of the Directors of Financial Adviser Standards and Ethics Authority Limited:

a .The financial statements and notes, set out in the 2019 Annual Report are in accordance with the Corporations Act 2001, including:

i.Giving a true and fair view of the financial position of the Company as at 30 June 2019 and performance, as represented by the results and cash flows, for the year ended on that date; and

ii. Complying with the Australian Accounting Standards, including Australian Accounting Interpretations and the Corporations Regulations 2001; and

b. There were reasonable grounds to believe that the Company will be able to pay its debts as and when they become due and payable.

Signed in accordance with a resolution of the Directors:

Catherine Walter AM, Chair

19 August 2019