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3.8 Large financial institutions

Supervision of large financial institutions

As set out in Chapter 2, we have enhanced key aspects of our supervisory approach as part of our response to widespread conduct failures in the Australian financial services industry.

ASIC’s Supervision Group seeks to influence behavioural change in our most significant financial services institutions to prevent harm resulting from poor corporate systems and conduct.

Key results of our supervision of large financial institutions are set out in Chapter 2.